-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JyXfu7LDerTDZa++O+bdywXGUWS8PYZAcVOJhAF4rESTNt05thMa68FboYd9u+KY y8f85H2frV8FOkwsKMlgUQ== 0001078295-02-000004.txt : 20020414 0001078295-02-000004.hdr.sgml : 20020414 ACCESSION NUMBER: 0001078295-02-000004 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARIMBA INC CENTRAL INDEX KEY: 0001078295 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770422318 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58257 FILM NUMBER: 02542938 BUSINESS ADDRESS: STREET 1: 440 CLYDE AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509305282 MAIL ADDRESS: STREET 1: 440 CLYDE AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PAYNE JONATHAN CENTRAL INDEX KEY: 0001105573 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 440 CLYDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509305282 MAIL ADDRESS: STREET 1: 440 CLYDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 SC 13G/A 1 filing13gapayne.txt AMENDMENT 13G FOR JONTHAN PAYNE SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No.2) Marimba, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 56781Q - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) (Continued on following pages) - --------------- ------ ----------------- CUSIP NO. 5671Q 13G(A) Page 1 of 4 Pages - --------------- ------ ----------------- - -------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Jonathan Payne - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 13,390 (1) SHARES ---------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 1,900,316 EACH ---------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 13,390 (1) ---------------------------------------- (8) SHARED DISPOSITIVE POWER 1,900,316 - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,913,706 (3) - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.9% - -------------------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- (1) Represents 6,122 shares gifted to his daughter and 7,268 shares gifted to his son, each of whom shares the reporting person's household. The reporting person disclaims beneficial ownership of all securities held by his daughter and son; and this report should not be deemed an admission that this reporting person is the beneficial owner of such securities. (2) Represents 1,900,316 shares held of record by the Payne family trust. The reporting person is a co-trustee of the Payne family trust and may be deemed to have shared power to vote and dispose of these shares. (3) Includes the shares listed in footnote (1)above. - --------------- ------ ----------------- CUSIP NO. 5671Q 13G(A) Page 2 of 4 Pages - --------------- ------ ----------------- ITEM 1. (a) NAME OF ISSUER: Marimba, Inc. (the "Company") (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE 440 Clyde Avenue, Mountain View, CA 94043 ITEM 2. Set forth below is the following information with respect to each of the persons filing this Schedule 13G (together, the "Filing Persons"): (a) name; (b) address of principal offices (if entity) or residence or business address (if individual); (c) citizenship (if individual) or jurisdiction of organization (if entity); (d) title of class of securities and (e) CUSIP number. (a) Jonathan Payne (b) 440 Clyde Avenue, Mountain View, CA 94043 (c) U.S. Citizen (d) Common Stock (e) 56781Q ITEM 3. Not Applicable ITEM 4. (a), (b) and (c) This Schedule 13G shall not be construed as an admission that any Filing Person is, either for purposes of Section 13(d) or 13(g) of the Act or for other purposes, the beneficial owner of any Common Stock disclosed in this Schedule 13G. The aggregate number and percentage of the class of securities identified pursuant to Item 1 of this Schedule 13G that, pursuant to Rule 13d-3, may be deemed to be beneficially owned by each Filing Person are as follows:
Filing Person Common Stock Beneficially Owned (2) % of Class (1) Voting Power Dispositive Power - ------------- ----------------------------------- -------------- ------------ ----------------- Jonathan Payne 1,913,706 7.9% 1,913,706 1,913,706
(1) See Row 9 for the reporting person. (2) Based on 24,141,442 outstanding shares as of December 31, 2001. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. - --------------- ------ ----------------- CUSIP NO. 5671Q 13G(A) Page 3 of 4 Pages - --------------- ------ ----------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable. ITEM 10. CERTIFICATION Not Applicable. - --------------- ------ ----------------- CUSIP NO. 5671Q 13G(A) Page 4 of 4 Pages - --------------- ------ ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 2002 JONATHAN PAYNE By: /s/ Jonathan Payne ------------------ -----END PRIVACY-ENHANCED MESSAGE-----